No Land Name der Börse Website Mitteilungspflicht bedeutender

No
Land
Name der Börse
Website
Mitteilungspflicht
bedeutender
Beteiligung
Anwendbar für
alle Börsen in
dem jeweiligen
Land
Quelle
BaFin approved
regulator
1
Australien
Australian Securities Exchange
www.asx.com.au
Offenlegung ab 5 % ≈
der 20 Hauptaktionäre
J
Corporations Act 2001 Section 9 /
671B
Listing
rules chapter 3 No 3.4.1
X
2
Australien
Asia Pacific Exchange Limited (APX)
www.apx.com.au
Offenlegung ab 5 % ≈
der 20 Hauptaktionäre
J
Corporations Act 2001 Section 9 /
671B
Listing
rules chapter 12.22 (b)
X
3
Australien
National Stock Exchange of Australia
www.nsxa.com.au
Offenlegung ab 5 % ≈
der 20 Hauptaktionäre
J
4
China
Shanghai Stock Exchange
http://www.sse.com.cn/sseportal/en_us/ps/home.shtml
Offenlegung ab 5 %
J
China
Shenzhen Stock Exchange
Offenlegung ab 5 %
J
5
6
7
8
Hongkong
Indien
Indien
Hong Kong Stock Exchange
Bombay Stock Exchange (BSE)
National Stock Exchange of India (NSE)
http://www.szse.cn/main/en/
http://www.hkex.com.hk
http://www.bseindia.com/
http://www.nseindia.com/
Offenlegung ab 5%
Offenlegung ab 5%
Offenlegung ab 5%
Corporations Act 2001 Section 9 /
671B
Listing
rules chapter 6.13
Securities Law of the People's
Republic of China Article 67 (8)
Securities Law of the People's
Republic of China Article 67 (8)
N
SFC - OUTLINE OF PART XV
OF THE SECURITIES AND
FUTURES ORDINANCE (CAP. 571) DISCLOSURE OF INTERESTS
Kapitel 1.1.3 (i) iVm Kapitel 2
J
SECURITIES AND EXCHANGE
BOARD OF INDIA
(SUBSTANTIAL ACQUISTION OF
SHARES AND TAKEOVERS)
REGULATIONS, 1997
Chapter II
J
SECURITIES AND EXCHANGE
BOARD OF INDIA
(SUBSTANTIAL ACQUISTION OF
SHARES AND TAKEOVERS)
REGULATIONS, 1997
Chapter II
9
Indonesien
Indonesia Stock Exchange (IDX)
http://www.idx.co.id/
Offenlegung ab 5%
N
DECISION OF THE BOARD OF
DIRECTORS OF THE JAKARTA
STOCK EXCHANGE
NUMBER : Kep-306/BEJ/07-2004
CONCERNING RULE NUMBER I-E
CONCERNING THE OBLIGATION
OF INFORMATION SUBMISSION
Kapitel III.3.4.2.2
10
Japan
Tokyo Stock Exchange
http://www.tse.or.jp
Offenlegung ab 5 %
J
New Legislative Framework
for Investor Protection
"Financial
Instruments and Exchange Law"
page 16
11
Japan
TSE - MOTHERS
http://www.tse.or.jp/english/mothers/
Offenlegung ab 5 %
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
12
Japan
JASDAQ
http://www.jasdaq.co.jp/index_e.html
Offenlegung ab 5 %
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
X
X
X
X
No
13
Land
Japan
Japan
Name der Börse
Osaka Securities Exchange
Hercules (Part of the Osaka Stock Exchange)
Website
http://www.ose.or.jp
http://hercules.ose.or.jp/e/
Mitteilungspflicht
bedeutender
Beteiligung
Anwendbar für
alle Börsen in
dem jeweiligen
Land
Offenlegung ab 5 %
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
Offenlegung ab 5 %
14
15
Japan
Nagoya Stock Exchange
http://www.nse.or.jp/e/index.html
Offenlegung ab 5 %
Quelle
BaFin approved
regulator
16
Japan
Centrex (Part of the Nagoya Stock Exchange)
http://www.nse.or.jp/e/index.html
Offenlegung ab 5 %
J
New Legislative Framework
for Investor Protection
- "Financial Instruments and
Exchange Law" page 16
17
Kanada
Toronto Stock Exchange
http://www.tsx.com
Offenlegung ab 10 %
N
Policy Statement of Timely Disclosure
page 5
Securities Act
Section 1, 75
18
Malaysia
Kuala Lumpur Stock Exchange
http://www.klse.com.my
Offenlegung ab 5 %
N
19
Neuseeland
New Zealand Stock Exchange
http://www.nzx.com
Offenlegung ab 5 %
J
Securities Markets Act 1988 No 234
(as at 02 May 2008), Part 2 Subpart 3
– 21 (2)
X
20
Schweiz
SIX Swiss Exchange
http://www.six-swiss-exchange.com
Offenlegung ab 3 %
J
Art. 20 BEHG
X
21
Singapur
SGX - Singapore Exchange
http://www.sgx.com
Offenlegung ab 15 % =
controlling shareholder
N
22
Südafrika
Johannesburg Stock Exchange
http://www.jse.co.za
Offenlegung ab 5%
N
Südkorea
KRX Korea Exchange
http://eng.krx.co.kr/
Offenlegung ab 10%
J
23
24
Südkorea
KOSDAQ
http://english.kosdaq.com/
Offenlegung ab 10%
J
25
Taiwan
Taiwan Stock Exchange
http://www.twse.com.tw
Offenlegung ab 10%
J
X
Companies Act 1965 Part IV Division
3A - Substantial Shareholdings
Mainboard Rules
(S.
3 controlling shareholder)
CORPORATE DISCLOSURE
POLICY Rule 703 / 704
Listing Requirements - Section 8
Financial Information (8.63 e und f)
X
X
Securities And Exchange Act
(Republic of Korea)
Art.
188 (1)
STOCK
MARKET DISCLOSURE
REGULATION
§
2 (6) / § 7 (2) Nr.2 (Seite 13)
Securities And Exchange Act
(Republic of Korea)
Art.
188 (1)
STOCK
MARKET DISCLOSURE
REGULATION
§
2 (6) / § 7 (2) Nr.2 (Seite 13)
Securities and Exchange Act
Art.
25
X
No
Land
Name der Börse
Website
Mitteilungspflicht
bedeutender
Beteiligung
Anwendbar für
alle Börsen in
dem jeweiligen
Land
26
Thailand
The Stock Exchange of Thailand
http://www.set.or.th/th/index.html
Offenlegung ab 10 %
N
27
USA
NYSE Amex
http://www.nyse.com
Offenlegung ab 10 %
J
28
USA
NASDAQ
http://www.nasdaq.com/
Offenlegung ab 10 %
J
29
USA
New York Stock Exchange
http://www.nyse.com
Offenlegung ab 10 %
J
Quelle
REGULATIONS OF THE STOCK
EXCHANGE OF THAILANDRe:
Rules, Conditions and Procedures
Governing the Disclosure of
Information and Other Acts of a Listed
Company
Seite 1
Definition / Seite 2 (3. (7)
Securities Act of 1933
Schedule A No. 6
Securities Act of 1933
Schedule A No. 6
Securities Act of 1933
Schedule A No. 6
BaFin approved
regulator
X
X
X