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COMPETITIVE TECHNOLOGIES, INC. Abbreviated Clinical Reports In Support of US FDA 510(k) Submission Pain Therapy Medical Device MC-5A Prepared: February 2009 ©2009 Competitive Technologies, Inc. Table of Contents Section 1.0 2.0 3.0 4.0 5.0 5.1 6.0 7.0 8.0 9.0 9.1 9.2 9.3 9.3.1 9.3.2 9.3.3 9.3.4 10.0 10.1 10.2 10.3 11.0 12.0 Page Declaration Introduction Title Page Synopsis Table of contents of the individual clinical study report List of abbreviations and definition of terms Overall study and design plan: description Changes in conduct of the study or planned analyses Disposition of patients Safety evaluation Discussion and overall conclusions Tables, figures and graphs referred to but not included in the text Demographic Data Summary Efficacy Data Summary Safety Data Summary Display of Adverse Events Listings of Deaths, Other Serious and Significan Adverse Events Narratives of Deaths, Other Serious and Certain Other Significant Adverse Events Adnormal Laboratory Value Listing (each patient) Protocol and protocol amendments Sample Case Report Forms Case report forms for deaths, other serious adverse events and withdrawals for adverse events Individual patient data listings for safety data. Summary of efficacy evaluation Any additional information pertinent to the evaluation of safety 1|Page 2 3 4 8 13 13 14 15 16 20 23 26 26 27 34 34 34 34 34 35 36 42 43 45 46 DECLARATION The clinical studies presented in this document which were conducted using the subject medical device conform to the ethical principles contained in the Declaration of Helsinki, as set forth in 21CFR 814.15 (a) and (b), incorporating the 1983 version of the Declaration, or with the laws of Italy in which the research was conducted, which ever provides greater protection of human subjects. Note to Examiner: The device subject to this 510(k) application is the Pain Therapy Medical Device, MC-5A. The clinical data presented herein was acquired using the original device named Scrambler Therapy ST5. The MC-5A is identical to the ST5 in functionality, electronics and clinical performance. The MC-5A is the exact same as the ST5 except for minor esthetic external modifications. 2|Page Introduction The purpose of this document is providing supporting valid scientific and clinical evidence of the safety and effectiveness of the Pain Therapy Medical Device, MC-5A. The MC-5A device uses innovative waveforms with low current intensity. The original “Scrambler Therapy ST5” (see – Note to Examiner) received a CE mark and has been marketed in Europe since 11 November 2003 as a Class IIa (MED23015) issued by the notified body 0476. The device is normally used in hospital services, is used for the symptomatic relief and management of chronic intractable pain and adjunctive treatment of post-surgical or post-traumatic acute pain. It is a prescription device and should be used under continued medical supervision. The European Authorization is based on results of specific clinical studies performed on the device that have been produced and accepted in support of the request for commercialization. Minor esthetic modifications were made to the Scrambler ST5 device however it is identical in clinical performance and functionality to the original device. The changes were described in a Technical file and the CE Certification was issued 27 June 2008. This iteration is named the Scrambler Therapy MC-5A device. 3|Page Section 1.0 – Title page Study title Name product Indication studied ST5 Oncology Pain Scrambler Therapy ST5 Oncology pain – high grade not responding to other treatments ST5Abdomin al Cancer Scrambler Therapy ST5 Oncology pain – visceral with high grade not responding to other treatments Selfcontrolled (1). Unblinded. TITLE PAGE ST5Neuropat ST5-Randomized hic Pain Controlled Trial (RCT) Scrambler Scrambler Therapy Therapy ST5 ST5 ST5-Historical Monitoring and Followup Data Scrambler Therapy ST5 Chronic neuropathy pain – high grade not responding to other treatments Selfcontrolled (1). Unblinded. Prospective study Policlinico Universitario Tor Vergata Università degli Studi di Roma “Tor Vergata”. Spontaneous Study. Chronic neuropathy pain – high grade not responding to other treatments Chronic neuropathy pain – high grade not responding to other treatments RCT vs Multidrug Therapy. Unblinded . Prospective study Self-controlled (1). Unblinded. Prospective study [IRCCS] Fondazione Ospedale Maggiore Policlinico, Mangiagalli, Regina Elena, Milano. Spontaneous Study. Policlinico Universitario Tor Vergata -Università degli Studi di Roma “Tor Vergata”. Spontaneous Study. ST5Abdomina l Cancer ST5Neuropat hic Pain ST5RCT01 ST5 Monitor Design Selfcontrolled (1). Unblinded. Name of the sponsor Osp. Umberto I° Frosinone Università degli Studi di Roma “Tor Vergata”. Spontaneou s Study. ST5 Oncology Pain II Osp. Umberto I° Frosinone Università degli Studi di Roma “Tor Vergata”. Spontaneous Study. II III (2) III IV 18/03/200 2 15/05/2002 (second phase of previous substudy about visceral pain) 09/02/2004 Electronic storage files divided by year. The study comprises all patients enrolled between 01/01/1999 and 31/12/2006 NA NA Electronic storage files divided by year. The study comprises all patients enrolled between 01/01/2004 and 31/12/2004 NA NA NA Protocol identificati on Developm ent phase of study Study initiation date (first patient enrolled, or any other verifiable definition) . Date of early study terminatio n, if any. 4|Page Study completio n date (last patient completed ). 03/06/200 2 03/06/2002 Review (31/12/2004 ) 27/08/2004 Review (31/12/2006) Name and affiliation of principal or coordinati ng investigato r(s) or sponsor's responsibl e medical officer. Dott.ssa Sandra Spaziani. Osp. Umberto I° - Frosinone. Dott.ssa Sandra Spaziani. Osp. Umberto I° Frosinone. Prof. Alessandro Sabato – Università di Roma “Tor Vergata”. Dr. Vittorio Iorno – [IRCCS] Fondazione Ospedale Maggiore Policlinico, Mangiagall, Regina Elena, Milan, Italy Prof. Alessandro Sabato – Università di Roma “Tor Vergata”. Prof. Giuseppe Marineo – Delta R&D Università di Roma “Tor Vergata”. Prof. Alessandro Sabato – Università di Roma “Tor Vergata”. Prof. Giuseppe Marineo – Delta R&D Università di Roma “Tor Vergata”. Prof. Alessandro Sabato – Università di Roma “Tor Vergata”. 5|Page Name of company/s ponsor signatory (the person responsibl e for the study report within the company/s ponsor). Responsibl e for the study report: Delta R&DUniversità di Roma Tor Vergata. Prof. Giuseppe Marineo. E-mail: g.marineo @mclink.it Phone: +39065237117 3 Fax: +39-06 52371173 Other informatio n about clinical studies execution: Policlinico Universitari o “Tor vergata”. Department Of Intensive Care, Pain Medicine and Anesthesiol ogy. Prof. Alessandro Sabato - Dr. Antonello Gatti Direction: +39.06.209 0.0638 Responsible for the study report: Delta R&DUniversità di Roma Tor Vergata. Responsible for the study report: Delta R&DUniversità di Roma Tor Vergata. Prof. Giuseppe Marineo. E-mail: g.marineo@m clink.it Prof. Giuseppe Marineo. E-mail: g.marineo@m clink.it Phone: +390652371173 Phone: +390652371173 Fax: +39-06 52371173 Fax: +39-06 52371173 Other information about clinical studies execution: Policlinico Universitario “Tor vergata”. Department Of Intensive Care, Pain Medicine and Anesthesiolog y. Other information about clinical studies execution: Policlinico Universitario “Tor vergata”. Department Of Intensive Care, Pain Medicine and Anesthesiolog y. Prof. Alessandro Sabato - Dr. Antonello Gatti Prof. Alessandro Sabato - Dr. Antonello Gatti Direction: +39.06.2090. 0638 Direction: +39.06.2090. 0638 http://www. ptvonline.it/u o_ter_ant_ing. asp http://www. ptvonline.it/u o_ter_ant_ing. asp Responsible for the study report: Delta R&DUniversità di Roma Tor Vergata. Prof. Giuseppe Marineo. E-mail: [email protected] Phone: +390652371173 Fax: +39-06 52371173 Other information about clinical studies execution: IRCCS Fondazione Ospedale Maggiore Policlinico, Mangiagalli, Regina Elena. "Mario Tiengo" Pain Centre. Dr. Vittorio Iorno. Phone: +39- 02 5503.2713/2714/27 11 http://ww w.ptvonline .it/uo_ter_a nt_ing.asp 6|Page Responsible for the study report: Delta R&D- Università di Roma Tor Vergata. Prof. Giuseppe Marineo. E-mail: [email protected] Phone: +39-0652371173 Fax: +39-06 52371173 Other information about clinical studies execution: Policlinico Universitario “Tor vergata”. Department Of Intensive Care, Pain Medicine and Anesthesiology. Prof. Alessandro Sabato Dr. Antonello Gatti Direction: +39.06.2090.0638 http://www.ptvonline.it/ uo_ter_ant_ing.asp Statement indicating whether the study was performed in complianc e with good clinical practice (GCP), including the archiving of essential documents . Date of the report (identify any earlier reports from the same study by title and date). The study has been performed in compliance with guidelines of good clinical practice in force in Italy with Ministry Decree dated 15 July 1997 and following updates. The documents have been stored in the sponsor’s seat and made available for checks from responsible authorities. 29/01/200 9 The study has been performed in compliance with guidelines of good clinical practice in force in Italy with Ministry Decree dated 15 July 1997 and following updates. The documents have been stored in the sponsor’s seat and made available for checks from responsible authorities. The study has been performed in compliance with guidelines of good clinical practice in force in Italy with Ministry Decree dated 15 July 1997 and following updates. The documents have been stored in the sponsor’s seat and made available for checks from responsible authorities. 29/01/2009 29/01/2009 The study has been performed in compliance with guidelines of good clinical practice in force in Italy with Ministry Decree dated 15 July 1997 and following updates. The documents have been stored in the sponsor’s seat and made available for checks from responsible authorities. 29/01/2009 The study has been performed in compliance with guidelines of good clinical practice in force in Italy with Ministry Decree dated 15 July 1997 and following updates. The documents have been stored in the sponsor’s seat and made available for checks from responsible authorities. 29/01/2009 Notes: 1) The severity grade of pain in enrolled patients did not ethically allow the treatment with a placebo. All enrolled patients did not show a meaningful response to protocol therapies, thereby justifying a self-controlled study. The comparison with the best protocol therapies available upon performing the study and with reference scientific literature is deemed implicit. 2) A phase III study must be directly compared with the best protocol treatments used at that time. All enrolled patients in this study did not show a meaningful response to protocol therapies. The comparison with the best protocol therapies available upon performing the study is therefore deemed implicit, thereby justifying a self-controlled study, indirectly of phase III. 7|Page Section 2.0 - Synopsis SYNOPSIS Name of Sponsor/Comp any: Name of Finished Product: Name of Active Ingredient: Individual Study Table Referring to Part of the Dossier Volume: Page: (For National Authority Use only) Title of Study: Osp. Umberto I° Frosinone Università degli Studi di Roma “Tor Vergata” . Spontaneous study Osp. Umberto I° Frosinone Università degli Studi di Roma “Tor Vergata”. Spontaneous study. [IRCCS] Fondazione Ospedale Maggiore Policlinico, Mangiagalli, Regina Elena, Milano. Spontaneous study. Policlinico Universitario Tor Vergata Università degli Studi di Roma “Tor Vergata”. Spontaneous study. Policlinico Universitario Tor Vergata Università degli Studi di Roma “Tor Vergata”. Spontaneous study. Scrambler Therapy ST-5 NA NA NA NA NA Individual Study Table Referring to the Dossier Individual Study Table Referring to the Dossier Individual Study Table Referring to the Dossier Individual Study Table Referring to the Dossier Individual Study Table Referring to the Dossier ST5 Oncology Pain ST5Abdominal Cancer ST5Neuropathic Pain ST5-RCT trial Investigators: Spaziani S, Sabato A.F., Marineo G. Spaziani S, Sabato A.F., Marineo G. Sabato AF, Gatti A., Marineo G. Publication (3) (reference) : Artificial neurons in oncology pain: the potential of Scrambler Therapy to modify biological information. International Congress Series.2003;Aug ; Vol. 1255:381388 Untreatable pain resulting from abdominal cancer: new hope from biophysics? JOP. 2003 Jan; 4(1):1-10. Scrambler therapy. Minerva Anesthesiol. 2005 Jul-Aug; 71(7-8):479-82. Iorno V. , Gandini C., Moschini V. Marineo G. Submitted (3) ST5Historical data about monitoring and follow-up Gatti A., Sabato AF, Marineo G. Scrambler Therapy in neuropathy pain. Relations at IV and V National Course for Improvement and High Specialization in neuropathy pain. Pathos.2007; Jan.; Vol 14 (1); 99-105 8|Page Studied period (years): Phase of development: (date of first enrolment) (date of last completed) Phase of development: Objectives: Studied period 2002. Phase of development: 18/03/2002 – 03/06/2002 Studied period 2002 (second phase of the previous one). Phase of development: 15/05/2002 – 03/06/2002 II Studied period 2004. Phase of development: Historical data base from 01/01/2004 to 31/12/2004 Studied period 2002. Phase of development: 09/02/2004 – 27/08/2004 Studied period 2004. Phase of development: Historical data base from 01/01/1999 to 31/12/2006 III (2) III IV Efficiency check in patients with high-grade benign chronic pain not responding to other treatments. Safety check. Check of treatment length protocols. Efficiency check in patients with high-grade benign chronic pain under controlled randomized study. Safety check. Check of treatment length protocols. General check of efficiency and safety in short and long terms about patients with high-grade benign chronic pain not responding to other treatments. Self-controlled (1). Unblinded trial Parallel study for the selective efficiency check in terminal oncology patients with high-grade visceral pain not responding to other treatments. Safety check. Check of treatment length protocols. Self-controlled (1). Unblinded trial Methodology: Self-controlled (1). Unblinded trial – Prospective study Self-controlled (1). Unblinded trial – Prospective study 33 11 226 RCT vs Multidrug Therapy (AMITRIPTYLIN E+ OXYCODONE + CLONAZEPAM). Two-armed control study. Unblinded trial .Prospective study 52 Number of patients (planned and analyzed): Diagnosis and main criteria for inclusion: Terminal phase cancer (palliative cures), extremely high pain, drugresistant pain Terminal phase cancer (palliative cures), extremely high visceral pain, drug-resistant pain High-grade neuropathy chronic pain (FBBS, Lumbsc., PHN, Trigeminal, Post Surgery, Brach. Plex, Pudendum, Low Back Pain, others) drugresistant High-grade neuropathy chronic pain certain/putative (post-surgical neuropathic pain, postherpetic neuralgia, narrow canal syndrome) II General efficiency check in terminal oncology patients with high-grade pain not responding to other treatments. Safety check. Check of treatment length protocols. 9|Page 2297 (Year 1999 – 2006) (Year 2004 2006, N=741) High-grade neuropathy chronic pain (FBBS, Lumbsc., PHN, Trigeminal, Post Surgery, Brach. Plex, Pudendum,Low Back Pain, CervicalBrachial) drugresistant Test product, dose and mode of administration , batch number: Product: Scrambler Therapy ST5. Dose and mode: min. 30 - 45 minutes/day, max. upon need for a minimum of 10 treatments. Administration mode: disposable 5-cm electrodes for ECG. Batch Number: 01 to 10 Product: Scrambler Therapy ST5. Dose and mode: min. 30 - 45 minutes/day, max. upon need for a minimum of 10 treatments. Administration mode: disposable 5-cm electrodes for ECG. Batch Number: 01 to 10 Product: Scrambler Therapy ST5. Dose and mode: 30 - 45 minutes/day, for a minimum of 10 and a max. of 30 single treatments. Administration mode: disposable 5-cm electrodes for ECG. Batch Number: 11 Product: Scrambler Therapy ST5. Dose and mode: 45 minutes/day, for 10 single treatments. Administration mode: disposable 5-cm electrodes for ECG. Batch Number: 12 Duration of treatment: Biostatistic Length: 10 basic 45-min treatments upon needs and evaluation of efficiency being kept till natural pathology end point. Biostatistic Length: 10 basic 45-min treatments upon needs and evaluation of efficiency being kept till natural pathology end point. Ethical length: treatment kept till natural pathology end point. In current clinical practice, no variation with respect to the protocol used in the study. Ethical length: treatment kept till natural pathology end point. In current clinical practice, no variation with respect to the protocol used in the study. 10 single treatments divided into two blocks of 5 daily treatments per week, possibly repeatable till a max. of 3 complete cycles. Between a treatment week and the following, a pause of a week is foreseen. 10 single treatments divided into a single treatment a day for 5 days/week. Global treatment length: two consecutive weeks. In current clinical practice, no variation with respect to the protocol used in the study. VAS scale, numeric, descriptive simple, daily patient diary about 24 hours (descriptive scale), reduction in the consumption of analgesia drugs VAS scale, numeric, descriptive simple, daily patient diary about 24 hours (descriptive scale), reduction in the consumption of analgesia drugs In current clinical practice on benign pain, according to cases the two clinically tested protocols are used. VAS scale Reference therapy, dose and mode of administration , batch number Criteria for evaluation: Efficacy: VAS scale, reduction in the consumption of analgesia drugs 10 | P a g e Product: Scrambler Therapy ST5. Dose and mode: 30 - 45 minutes/day, for a minimum of 10 and a max. of 30 single treatments. Administration mode: disposable 5-cm electrodes for ECG. Batch Number: From 1999 to 2003 prototypes under development. Since 2004 n. 11 10 single treatments divided into two blocks of 5 daily treatments per week, possibly repeatable till a max. of 3 complete cycles. Between a treatment week and the following, a pause of a week is foreseen. In current clinical practice on benign pain, according to cases the two clinically tested protocols are used. VAS scale Criteria for evaluation: Safety: Statistical methods: SUMMARY CONCLUSIONS EFFICACY RESULTS: SUMMARY CONCLUSIONS SAFETY RESULTS: Medical visit, questionnaire about undesired, side effects, global subjective impressions, also referred to “particular” sensations that cannot be better described. Medical visit, questionnaire about undesired, side effects, global subjective impressions, also referred to “particular” sensations that cannot be better described. Paired t-test Paired t-test Extremely efficient regarding clinical significance and statistical significance. No undesired side effect has been pointed out or reported. Optimum compliance Extremely efficient regarding clinical significance and statistical significance. No undesired side effect has been pointed out or reported. Optimum compliance Medical visit during treatment and follow-up, questionnaire about undesired, side effects, global subjective impressions, also referred to “particular” sensations that cannot be better described. Paired t-test Extremely efficient regarding clinical significance and statistical significance. No undesired side effect has been pointed out or reported during treatment or upon following control visits. Optimum compliance Medical visit during treatment and follow-up, questionnaire about undesired, side effects, global subjective impressions, also referred to “particular” sensations that cannot be better described. One-way Analysis of Variance (ANOVA) and Tukey-Kramer Multiple Comparisons Test. Gaussian distribution was analyzed with a normality test of Kolmogorov and Smirnov, which gave a positive result. Extremely efficient regarding clinical significance and statistical significance. No undesired side effect has been pointed out or reported during treatment or upon following control visits. Optimum compliance 11 | P a g e Medical visit during treatment and follow-up, questionnaire about undesired, side effects, global subjective impressions, also referred to “particular” sensations that cannot be better described. Paired t-test Extremely efficient regarding clinical significance and statistical significance. No undesired side effect has been pointed out or reported during treatment or upon following control visits. Optimum compliance SUMMARY CONCLUSION: Date of the report: The method is an important resource for pain therapists that have to treat cases not responding to other types of treatment. Safety-related data are aligned with theoretical expectancies and what is known in scientific reference literature about effects of very low-intensity electric stimulation. The method is an important resource for pain therapists that have to treat cases not responding to other types of treatment. Safety-related data are aligned with theoretical expectancies and what is known in scientific reference literature about effects of very low-intensity electric stimulation. The method is an important resource for pain therapists that have to treat cases not responding to other types of treatment. Safety-related data are aligned with theoretical expectancies and what is known in scientific reference literature about effects of very low-intensity electric stimulation. The method is an important resource for pain therapists that have to treat cases not responding to other types of treatment. Safety-related data are aligned with theoretical expectancies and what is known in scientific reference literature about effects of very low-intensity electric stimulation. The method is an important resource for pain therapists that have to treat cases not responding to other types of treatment. Safety-related data are aligned with theoretical expectancies and what is known in scientific reference literature about effects of very low-intensity electric stimulation. 29/01/2009 29/01/2009 29/01/2009 29/01/2009 29/01/2009 Notes: 1) The severity grade of pain in enrolled patients did not ethically allow the treatment with a placebo. All enrolled patients did not show a meaningful response to protocol therapies, thereby justifying a self-controlled study. The comparison with the best protocol therapies available upon performing the study and with reference scientific literature is deemed implicit. 2) A phase III study must be directly compared with the best protocol treatments used at that time. All enrolled patients in this study did not show a meaningful response to protocol therapies. The comparison with the best protocol therapies available upon performing the study is therefore deemed implicit, thereby justifying a self-controlled study, indirectly of phase III. 3) These clinical studies were performed without involvement from the manufacturers or sponsors, therefore without the chance of a biasing the results of the clinical studies. Taking into account the strong clinical and social relevance of data emerging from studies, it has ethically been established to minimize the scientific publications, till a large-scale industrial production and a capability of broad commercialization which will support all requests of use normally deriving from scientific publications with high awareness. 12 | P a g e Section 3.0 - Table of contents for the individual clinical study report Individual Study Table Referring to the Dossier Section 4.0 - List of abbreviations and definitions of terms IRCCS: Istituto di Ricovero e Cura a Carattere Scientifico (excellent hospital structure enabled for health performance and scientific research) BrachPlex: Brachial Plexus Neuropathy FBSS: Failed Back Surgery Syndrome LBP: Low Back Pain Lumbsc: Lumbar and Sciatic Pain NRS: Numerical/Numeric Rating Scale PHN: Post-Herpetic Neuralgia Post Surg.: Post Surgical PSNP: Post-Surgical Neuropathic Pain RCT: Randomized Clinical Trials SCS: Narrow Canal Syndrome TENS: Transcutaneous Electrical Nerve Stimulation TRIGEM: Trigeminal Neuralgia VAS: Visual Analogue Scale VRS: Verbal Rating Scale 13 | P a g e Section 5.0 - Overall Study Design and Plan: Description Note: Specific data about studies described below are available in appendixes 16.1.1 and 16.1.2. Study Title: “Scrambler ST5- Oncology Pain” and “Scrambler ST5-Abdominal Cancer Pain“ This study was performed to evaluate use of the Scrambler ST5 in chronic intractable pain from an oncological condition during a terminal illness. The study was an “unblinded selfcontrolled” study that included patients that presented with a lack of response to other therapies and a very high Visual Analog Pain Scale. Further selection criteria only dealt with exclusion of patients with neuro-lesion surgical interventions that could interfere with result evaluations and possible incompatibility with precautionary contra-indications typical of TENS In the first phase (ST5- Oncology Pain), treatment effects were observed on different types of cancer patients in their terminal phase, to evaluate safety, efficiency, compliance and optimum treatment mode. In the second phase, the study focused on visceral pain associated with oncology which is difficut to manage due to the intensity of the pain. The primary effectiveness endpoint is immediate pain relief during the treatment during a cycle of 10 treatments. The secondary effectiveness endpoint is the decrease in the use of analgesic drugs. Due to humanity reasons, the treatment was continued beyond the period of 10 treatments, until the patients expired. This allowed a preliminary determination, within the parameters of the study, that patients did not develop a resistance to treatments as compared to other less efficacious therapies. Study Title:” ST5-Neuropathic Pain”, “ST5-Historical data about monitoring and follow-up” This study was performed to evaluate use of the Scrambler ST5 during neuropathy pain treatment that did not respond to other treatments. This study was an unblinded selfcontrolled trial that was a prospective study with the same evaluation protocol as the one above. The most important difference between this study and the oncological study was in the follow up time which was not possible with the terminal phase oncology patients. Patients were evaluated at a minimum of 3 months after completion of the treatment cycle. . Historical data for the Scrambler ST5 has been compiled from 1999 to 2006. This extensive time frame allows for a complete evaluation of the safety and efficacy for the Scrambler ST5. The technology of Scrambler ST5 was also evaluated. The technology from the functional point of view was designed in 2002. After the positive oncological results, the design was frozen and the results historically evaluated since 2004. 14 | P a g e During the development period of 1999 to 2003 it was determined that within a single therapeutic cycle (10 treatments) 2.97 cycles were necessary to obtain the best result for pain relief. However, after slight technological changes to the Scrambler ST5, in 2003), 2.09 cycles were needed for pain relief. After 2004 onwards, averages of 1.2 cycles (12 single treatments) were used evaluated to be most effective for pain relief. Study Title: ST5-Randomized Controlled Trial (RCT) The RCT study was performed to confirm the safety and effectiveness of the historical data studies. The treatment protocol of this RCT required a 10 treatment regimen. The clinical studies conducted for oncology-based pain provided a basis for a treatment protocol and strategy to focus on efficacy for monitoring benign pain after completion of a regimen and observed reoccurrence of pain. Currently, the mean length of a treatment cycle is based on defined safety parameters for patient care and, independently determined from the tested protocol, is 10/12 single applications, as well as the observed absence of side or undesired effects. The “ST5-RCT trial” study incorporated administering of an efficient therapy and optimized treatment protocol as a control arm which was based on a combination of amitriptyline/oxycodone/clonazepam, Section 5.1 - Changes in the Conduct of the Study or Planned Analyses No changes to be reported. 15 | P a g e Section - 6.0 Disposition of Patients Self-controlled studies Since these are not RCT studies, the arrangement of patients was simply performed in a chronologic order depending on the appearance of the following general conditions: 1. High-grade pain not responding to other treatments being used at that time 2. Met the inclusion/exclusion criteria The following table describes the study recruitment: Study title ST5- Oncology Pain Pathologies Oncology pain ST5-Abdominal Cancer Oncology visceral pain ST5-Neuropathic Pain Neuropathic pain ST5-RCT trial Neuropathic pain Inclusion Criteria Oncology pain not responding to other protocol treatments. VAS>=7. Terminal patients. Oncology - visceral pain not responding to other protocol treatments. VAS>=7. Terminal patients. Benign neuropathic pain not responding to other protocol treatments. VAS of a high grade (typ. >=6) -Presence of neuropathic pain. -VAS pain intensity > 6 in the Failure to respond to currently used drug treatment of neuropathic pain (use of antidepressants, anticonvulsants preceding three months and opioids for a period of at least 6 months), absence of significant responses to TENS or other similar electro analgesic methods. In addition to pain, presence of related sensitive symptoms: allodynia, hyperpathy, hyperesthesia. Presence of pain for at least 6 months Frequency of pain > 4 days per week. 16 | P a g e Exclusion Criteria Pacemaker, neurolesions for controlling pain. Pacemaker, neurolesions for controlling pain. Pacemaker, neurolesions for controlling pain. Pacemaker,Cancerrelated pain,Presence of serious psychiatric disorder (schizophrenia, manicdepressive psychosis, primary major depression). ST5-Historical Neuropathic pain, monitoring under development and since 2004 post European authorization Benign neuropathic pain not responding to other protocol treatments. VAS of a high grade (typ. >=6) Pacemaker, neurolesions for controlling pain. RCT study The study utilized two arms as follows: (A) The pharmacological therapy being used has been replaced with the most recent update available in International guidelines, adapting the dosage to patient needs. The control arm received what is considered a more efficacious multidrug therapy consisting of amitriptyline/oxycodone/clonazepam. This replaced the initial treatment of amitriptyline/gabapentin/tramadol (all recruited patients were initially on this MDT). (B), the Scrambler group, due to ethical reasons, were kept on the initial MDT from the recruitment phase and did not receive any modification to the pharmacological therapy as in the control arm (A). . Arm (B) received the initial MDT treatment with the Scrambler Therapy for a complete cycle ten (10) 45-min therapies in two weeks with daily treatment from Monday to Friday). The initial MDT component of the therapy was reduced where feasible according to patient response to the Scrambler treatment, and computing biostatistically the drug change by type and dose. Randomization was performed after the inclusion/exclusion criteria were met. The randomization of the two arms of the study took place alternately on a basis of the characteristics of the diagnosis type, pain intensity and similarity of the pharmacological protocol in use at the time of recruitment. As stated above control arm A replaced the initial multidrug therapy with the more efficacious multidrug therapy based on scientific knowledge. The arm B received the treatment with the Scrambler Therapy ST5 and maintained the old multidrug protocol, in order to avoid mistakenly attributing the benefits of the ST5 treatment from the variation of drugs. 17 | P a g e Patient Tree ST5- Oncology Pain N=33 ST5-Abdominal Cancer N=11 ST5Neuropathic Pain N=226 ST5-Historical N=2297 (Year 2004-2006, N=741) Medical visit for enrolment check. Patient excluded from the study Inclusion criteria met? Start treatment with Scrambler Therapy ST5 (10 therapies in two weeks) ST5- Oncology Pain N= 33 completed ST5-Abdominal Cancer N= 11 completed ST5-Neuropathic Pain N= 204 completed ST5-Historical N= 2068 completed ST5- Oncology Pain N= 0 withdrawn ST5-Abdominal Cancer N= 0 withdrawn ST5-Neuropathic Pain N= 22 withdrawn (1) ST5- Historical N= 229 withdrawn (1) (1) no responders 18 | P a g e Arrangement of RCT Patients Medical visit for enrolment check. N = 52 included, divided into two homogeneous groups by pathology, pain intensity and cures used upon recruiting Inclusion criteria compatible? Patient excluded from the study Has the patient similar characteristics wih a patient in group A not present in group B ? Yes Start treatment with Scrambler Therapy ST5 (10 therapies in two weeks) N=26 completed Case necessary to complete group A? Yes Start continuous treatment with new pharmacologic therapy (AMITRIPTYLINE + OXYCODONE + CLONAZEPAM). N=26 completed N=0 withdrawn 19 | P a g e N=0 withdrawn Important note about enrolment criteria. It is generally required practice to count the number of patients that have not been included in the study during the preliminary enrollment. . In the types of studied patients, the primary selection criteria have been the lack of response to protocol therapies and very high VAS levels. Patients not enrolled due to not meeting the selection criteria have not been counted. Statistically, the enrolment criteria on a probabilistic basis would have produced a very high number of rejects due to not enough high VAS, partial efficacious response to drug therapies, and low clinical significance level due to the critical objectives posed by the studies. For these reasons, it has been determined not practical to count the number of patients not included in the study. It is clearly evident that the selection has been performed towards identifying the limited cases that are highly challenging in the clinical practice. Consequently, the ratio between patients meeting the criteria and rejected patients would statistically favor the rejected patients. Section 7.0 - Safety evaluation General effects of exposure to electric current The general risk linked to the circulation of electric currents in the human body is evaluated depending on intensity of the current that passes through it. This parameter is linked to relationship I=V/R, where I means the circulating current, V the applied voltage, R the resistance (impedance) of the human body. The physical-pathologic effects of current on a human body have been studied starting from 1960 by Dalziel. Afterwards, in 1977, Bieglemeier improved these studies, pointing out the relationships between current intensity and effect on man and woman due to prolonged exposures and continuous stimulations. These studies refer to low-frequency alternate current from electric mains. No meaningful differences in results have been observed between stimulations at 50 Hz and 60 Hz. Threshold/effect relationships The identified starting threshold of perception of electric stimulus (mean values) is 1.1 mA in men and 0.7 mA in women. The threshold at which effects start to be produced on muscular contraction is included between 10 and 20 mA. After having exceeded this threshold, the muscle contraction starts losing the voluntary control of the subject exposed to stimulation. Thresholds below 20 mA are generally deemed not dangerous, below 10 mA completely innocuous. In conventional transcutaneous electrical nerve stimulation, there are generally very high peak currents, exceeding 20 mA, but with a time length shorter than l mS. It is further possible to operate in a wider frequency range than the electric mains, typically included between 1 and 150 Hz. The limited length of the current peak allows obtaining a mean delivery value that falls within the safety limits for human health. For this reason, in electrial stimulation it is preferable to take into account the electric current effects by comparing current intensity with pulse length time. A further evaluation can be 20 | P a g e performed by taking into account how many pulses are delivered in one second, namely by mutually linking current intensity, pulse length, stimulation frequency. The results are expressed in sub-multiples of a Coulomb, the electric force measure unit. It is then possible to re-write data obtained by Bieglemeier (important international standard reference), that can be analytically identified as critical safety thresholds for a prolonged exposure, in the form normally used to evaluate the electric force applied on men by a TENS. Single Pulse 50 Hz 200 µC Single Pulse 50 Hz 400 µC 10 mA Continuous Single Pulse 60 Hz Stimulation 50 Hz 10000 µC/Sec 166 µC 20 mA Continuous Single Pulse 60 Hz Stimulation 50 Hz 20000 µC/Sec 333 µC Continuous Stimulation 60 Hz 10000 µC/Sec Continuous Stimulation 60 Hz 20000 µC/Sec The medical device under consideration operates between 43 and 52 Hz. The following data have been measured on a standard 500 ohm load. mean delivered current <3 mA under any condition peak delivered current < 5.5 mA under any condition mean electric force in single pulse: 38.3 µC, with a peak of 49.5 µC at 43 Hz (2128.5 µC/S), and a peak of 44.1 µC (2293 µC/S) at 52 Hz. In general, these values, in addition to falling within the safety limits measured by Bieglemeier for a prolonged exposure, are similar or with less intensity with respect to the majority of authorized TENS for commercialization. The maximum time of a single treatment is fixed by a timer adjustable between 20 and 60 min. The maximum stimulation time is also aligned on common values. The really meaningful differences with a traditional TENS device are the functional waveforms. In traditional TENS, usually square waves are used, capable of generating, on a 500 ohm load, maximum currents included between 120 - 200 mA for periods of time shorter than 1 mS. In the requested device, waveforms are used with soft rise and fall edges, and variable pulse length times included between 8 - 20 mS. The type of used waveform therefore allows a less traumatic stimulation, gradually dividing in time currents whose intensity is very low, both as mean and as peak values. At experimental level, these analytic remarks find their confirmation in the optimum compliance shown by patients, even in treating areas that are particularly sensitive to electric stimulations. 21 | P a g e It has further been observed that the typical reddening visible after stimulation under the area in which electrodes have been placed, is minimal, generally lower than the one observed in conventional stimulations. Typically, a treatment is from 30 to 45 minutes long. In rare cases, it has been necessary to extend the concluded treatment by repeating it. In the repetition, no meaningful variations of compliance have been observed, or other risk elements deriving from the increased exposure time. A Scrambler ST5 treatment cycle for benign chronic pain lasts for 10/12 applications with a preferably daily frequency. During oncology pain, treatment is provided according to patient needs. After the first 10/12 treatments, in the majority of cases a single treatment every 24 hours or more is adequate to control or reduce pain. In a small number of cases, more than one treatment a day is required. Distribution of the patients according to the mean duration of absence of pain after each single application. During this study, no adverse or undesired effects were observed. As with most TENS devices, after frequent use, symptoms of skin irritation can be observed and can be resolved by moving the electrodes. 22 | P a g e Other remarks During clinical studies or in services to public delivered by public hospitals, such as in the stable active phase-IV monitoring in the Policlinico Universitario di Tor Vergata (Department Of Intensive Care, Pain Medicine and Anesthesiology, http://www.ptvonline.it/uo_ter_ant_ing.asp ), no side or undesired effects have ever occurred. Policlinico di Tor Vergata carefully monitors over 400 cases every year (so far globally more than 3000 cases), that are progressively added to already document knowledge. The contraindications in the device manual are only due to precautionary principles, and not to experimental observations. These precautionary principles have suggested to list, as contraindications of a preventive character, all those that are generally used in electrical stimulation devices. Section 8.0 - Discussion and overall conclusions The purpose of this clinical study was to evaluate the safety and effectiveness of the Scrambler ST5 during use in chronic intractable pain that was not responsive to other types of pharmacologic or electrical stimulation therapies. For this reason, all studies have included the lack of responsiveness to other therapies as inclusion criteria in the protocol. Remarks about study method and Placebo effect evaluation The particular type of medical device examined intrinsically prevents a reliable double-blind study. The remaining choices could be addressed towards blind studies with placebo device, or towards a control (or self-control) group with therapies deemed surely efficient. This latter option has been chosen, following considerations that first of all are ethical, and secondary analytical about known placebo effects. The ethical question deals with the presumable prolonged sufferance in the group treated with a placebo device, that cannot be justified due to pain severity that can be found in patients enrolled in the studies. The analytical support question does not allow an exact evaluation of the incidence of a placebo in studies shown in support of the request for authorization to commercialization, but anyway allows defining highly probable thresholds of a maximum placebo effect that can be assumed depending on what is known from scientific literature about chronic pain of a high grade. Several scientific literature have been examined, selecting the one that best represents the examined problem. A study about different non-pharmacological therapies (Chou R, Huffman LH; Nonpharmacological therapies for acute and chronic low back pain: a review of the evidence for an American Pain Society/American College of Physicians clinical practice guideline) that require a strong (also physical) interaction of a therapist with a patient, shows that, in acute and chronic pain (Low Back Pain), the influence of the placebo effect is limited, and does not 23 | P a g e exceed 2 points on an evaluation scale standardized from 0 to 10. The detected placebo effect is transient, prevailing in acute pain, and ends in a very short range of time. A double-blind study about diabetic neuropathy with TENS (Forst T, Nguyen M, Forst S, Disselhoff B, Pohlmann T, Pfützner A. Impact of low frequency transcutaneous electrical nerve stimulation on symptomatic diabetic neuropathy using the new Salutaris device. Diabetes Nutr. Metab. 2004 Jun;17(3):163-8) shows the absence of variations in the placebo group in re-evaluating pain intensity after six weeks. Other pharmacological studies on a wide population in double-blind towards a placebo in neuropathy chronic pain, include very low incidences of pain reduction in the placebo group (Ex. Rowbotham M et alt. Gabapentin for the treatment of post-therapeutic neuralgia: a randomized controlled trial. JAMA. 1998 Dec 2;280(21):1837-42.), often at detection limit. In general, these explicative data surely point out the existence of a placebo effect in treating chronic pain, but generally this effect has scarce or null clinical meaning, especially if reevaluated after one month or more. These data that derive from scientific literature agree with ethical indications that suggest to avoid recurring to a placebo when treating chronic pain. In conclusion, due to what appears from the most important scientific literature about this subject, the analytic incidence of the placebo effect within the performed studies has scarce clinical importance, and does not substantially modify the interpretation of obtained clinical results. Remarks about efficiency and safety of results of studies. The obtained results can be quickly evaluated by observing Section 9.0, which points out the relevant clinical importance in the examined pain context. This clinical importance is supported by the statistical significance associated to every study. Since this is a non-invasive therapy free from toxicity, the risk/benefit ratio is surely favorable. Small/medium-term follow-up of single studies, like long-term ones for phase-IV studies and more, confirm the theoretical forecasts and the general know-how about electrical stimulation with absence of side or undesired effects. Moreover, the absence of resistance to treatment appears, in its cyclic repetitions where it had been necessary. In conclusion, the device for which an authorization to commercialization is requested, both from the theoretical and from the experimental evidence, shows an extremely high degree of safety and absence of side or undesired effects. The usefulness of the device in support of pain therapists is particularly evident, where they need efficient outcomes where other treatments fail or generate insufficient results. 24 | P a g e Remarks about oncology pain In case of oncology pain in the terminal illness phase, a treatment protocol according to needs of the patient must be taken into account. The used biostatistics refer to immediate patient needs taking into account his reduced life expectancy. Regarding this, in phase-II studies, even if performed on a reduced number of cases, a relevant statistical significance and clinical significance of the results clearly appear. These data are particularly meaningful regarding social-health aspect of palliative cures. Analytically, it is possible to note that the most difficult component to be treated with 25 | P a g e traditional protocols, even in oncology pain, is always the neuropathy component. Typical and more frequent neuropathy pain complications for the oncology pain deal with; compression and invasion of nervous structures, toxic neuropathies from chemotherapy, radiotherapy, surgical intervention. Regarding this, the performed studies on benign chronic pain, though not being specifically aimed to oncology pain, are evidential support. Independent studies on a wider population will be presumably favored when commercializing the method. Section 9.0 - Tables, figures and graphs referred to but not included in the text The following information may be presented in this section of the core clinical study report: Section 9.1 - Demographic Data Summary figures and tables. Demographic Data Summary Study title ST5Oncology Pain ST5Abdominal Cancer ST5Neuropathic Pain ST5-RCT trial ST5Historical (2004-2006 Phase IV) Mean age M F Tot. 65.5 (SD 12.09) 15 18 33 60.2 (SD 12.3) 3 8 11 62.11 (SD 14.93) 94 132 226 53.34 (SD 16.14) 19 33 52 451 N=741 (Year 1999 – 2006, N=2297) 62.73 (SD 13.78) 290 26 | P a g e Section 9.2 Efficacy Data Summary figures and tables (data and graphs not included in other parts of the text). ST5- Oncology Pain: 10 treatments for stabilization (10 days). Ethical treatment maintenance upon need till natural illness conclusion (variable length). ST5-Abdominal Cancer: 10 treatments for stabilization (10 days). Ethical treatment maintenance upon need till natural illness conclusion (variable length). 27 | P a g e ST5-Neuropathic Pain: 10 basic treatments/week. One suspension week every treatment week. Max. six global treatment weeks. Currently this protocol has to be deemed passed. The protocol developed in parallel from 2004 on, that provides for 10/12 treatments in two consecutive weeks (without intermediate pauses), in studies about oncology pain and in RCT on benign pain, like in hospital clinical practice, seems to guarantee better results in the short and medium/long term. The global response of responder patients (Pain relief >=50%) is 80.09 %, that of partial responder patients (Pain relief from 25% to 49%) is 10.18%. The length of the analgesic response changes on average from 1 to 3 months or more in responder patients. In recall cycles, where necessary, no developments of resistance to treatment have been observed. 28 | P a g e ST5-RCT trial. VAS for total (26+26) number of patients. The complex variation valued with One-way Analysis of Variance (ANOVA) shows statistical significance (P<0.0001). The comparison between the two study arms at equal evaluation intervals through the TukeyKramer Multiple Comparisons Test confirms this significance (P<0.001).Basic statistical references were applied starting from beginning (T0) of study protocol, before therapy change. The following references are taken for every group at 1 (T1), 2 (T2) and 3 (T3) months from variation for follow-up observations. Immediately after evaluation at T0, only the expected ST cycle was applied in the treatment arm (45 minutes every 10 days, 1 treatment per day, 5 times a week). Likewise, immediately after evaluation at T0, the control arm received the new pharmacological treatment expected in the protocol. Evaluations pertain to VAS pain intensity, allodynia presence and drug consumption. 29 | P a g e PSNP PHN SCS ST5-RCT trial. VAS trends by class of diagnosis: post-surgical neuropathic pain (P< 0.0001), post-herpetic neuralgia (P< 0.0001), narrow canal syndrome (P= 0.0108). 30 | P a g e ST5-RCT trial. VAS trends T3 ST by neuropathic class (monoradicular neuropathies, pluriradicular neuropathies).During data analysis, when VAS analysis was stratified for monoradicular or pluriradicular pain, it was observed that pain reduction was more pronounced both at the end of treatment and after three months in patients of the group treated with Scrambler Therapy suffering from monoradicular pain. In particular, analysis of variance (Tukey-Kramer Multiple Comparisons Test) revealed elevated statistical significance (P<0.001) in the direct comparison at T3 between mono and pluriradicular pain in the ST treatment group. The same verification in the control group has no statistical significance (P>0.05). 31 | P a g e ST5-RCT trial. Percentage presence of allodynia at the statistical reference times. Allodynia was present at the time of inclusion in 19 (73.07%) patients of the control group and 20 (76.92%) of the treated group. At T1, allodynia is present in 9 (34.61%) patients in the control group and in none in the treated group. At T3 the number of patients presenting allodynia increased to 11 (42.30%) in the control group, 4 (15.38%) in the treated group. The statistical significance between the two groups was valued by Fisher's Exact Test (T1 ctrl vs T1 st P=0.0017, T2 ctrl vs T2 st P= 0.0094, T3 ctrl vs T3 st P= 0.0644). 32 | P a g e Antidepressants Opioids Anticonvulsivant ST5-RCT trial. Variation of analgesic consumption by type (antidepressants, anticonvulsants, opioids) in the group treated with Scrambler Therapy. Average dosage taken at T0 is initially considered equal to 100%, and subsequent percentage variations at T2 and T3 (P<0.0001) are considered of major clinical significance for dosage adjustment. Dosage reduction was applied only in ST treated patients whose pain intensity did not increase in response to the pharmacological modification. At T3 opioids are totally eliminated in 11 cases out of 17, halved in 1, unvaried in 5. Anticonvulsants were eliminated in 17 cases out of 24, reduced in 1, unvaried in 6. Lastly, antidepressants were eliminated in 9 cases out of 19, reduced in 4 and unvaried in 6. Dosage variation showed statistical significance (repeated ANOVA measures: P<0.0001) in all examined cases. 33 | P a g e Section 9.3 - Safety Data Summary figures and tables. Safety Data Summary Study title ST5Oncology Pain ST5Abdominal Cancer ST5Neuropathic Pain ST5-RCT trial ST5Historical Cutaneous lesions Ipoanesthesia Paresthesies Disesthesies Other (specify) N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 N=0 9.3.1 Displays of Adverse Events Nothing to report 9.3.2 Listings of Deaths, Other Serious and Significant Adverse Events Nothing to report 9.3.3 Narratives of Deaths, Other Serious and Certain Other Significant Adverse Events Nothing to report 9.3.4 Abnormal Laboratory Value Listing (each patient) Nothing to report 34 | P a g e Section 10.0 - Protocol and protocol amendments Protocol Study and Typology ST5Oncology Pain. Selfcontrolled. Unblinded. Prospective study ST5Abdominal Cancer. Selfcontrolled. Unblinded. Prospective study ST5Neuropathic Pain. Selfcontrolled. Unblinded. Prospective study Follow-up min. Due to ethical reasons, patients have been followed till the natural end of pathology Due to ethical reasons, patients have been followed till the natural end of pathology 3 months Inclusion Criteria Oncology pain not responding to other protocol treatments. VAS>=7.Term inal patients. Oncologyvisceral pain not responding to other protocol treatments. VAS>=7.Term inal patients. Benign neuropathy pain not responding to other protocol treatments. VAS of a high grade (typ. >=6) Exclusion Criteria Pacemaker, neuro-lesions for controlling pain. Primary Variable VAS Variation Secondary Variables Drug consumption variation Pacemaker, neuro-lesions for controlling pain. VAS Variation Drug consumption variation Pacemaker, neuro-lesions for controlling pain. VAS Variation 35 | P a g e N min= 30 Success Endpoints Pain relief >= 50% in at least 70% of cases 10 Pain relief >= 50% in at least 70% of cases 1-year window (review) Pain relief >= 50% in at least 70% of cases ST5-RCT Trial. Unblinded. Prospective study 3 months ST5Historical Monitoring and Followup Data. Selfcontrolled. Unblinded. Prospective study 3 months Presence of mainly certain or putative neuropathic pain.VAS pain intensity > 6 in the Failure to respond to currently used drug treatment of neuropathic pain (use of antidepressa nts, anticonvulsa nts preceding three months and opioids for a period of at least 6 months), absence of significant responses to TENS or other similar electroanalgesic methods. In addition to pain, presence of related sensitive symptoms: allodynia, hyperpathy, hyperesthesi a. Presence of pain for at least 6 months Frequency of pain > 4 days per week. Benign neuropathy pain not responding to other protocol treatments. VAS of a high grade (typ. >=6) Pacemaker,C ancer-related pain,Presenc e of serious psychiatric disorder (schizophreni a, manicdepressive psychosis, primary major depression). VAS Variation Drug consumption variation, allodynia. Pacemaker, neuro-lesions for controlling pain. 50 Pain relief >= 50% in at least 70% of cases 8-year window (review) Pain relief >= 50% in at least 70% of cases Protocol amendments No variation to report Section 10.1 - Sample case report forms (unique pages only) The studied treatment is categorized by definition in the TENS category. The dosing criteria used in pharmacology is described below as treatment length in minutes. 36 | P a g e Study Title Length of a single treatment (min.) Length of a treatment cycle (total number treatments) Administration mode Primary efficiency variable evaluation Secondary efficiency variable evaluation Primary safety variable evaluation Secondary safety variable evaluation Minimum foreseen Follow-Up type Scrambler Therapy ST5 – Administration mode ST5- Oncology ST5ST5ST5-RCT Trial Pain Abdominal Neuropathic Cancer Pain 45 45 30-45 45 ST5-Historical Monitoring and Follow-up Data 30-45 10 10 5-30 10 5-30 Disposable 5-cm surface electrodes (ECG). Disposable 5-cm surface electrodes (ECG). Disposable 5-cm surface electrodes (ECG). Disposable 5-cm surface electrodes (ECG). Disposable 5-cm surface electrodes (ECG). VAS VAS VAS VAS VAS - Drug consumption variation - Drug consumption variation Medical visit with daily check before and after every treatment. General patient subjective impressions recorded in questionnaires and daily diary The patient due to ethical reasons is constantly assisted till the natural pathology conclusion even after the reference statistic cycle. Medical visit with daily check before and after every treatment. General patient subjective impressions recorded in questionnaires and daily diary The patient due to ethical reasons is constantly assisted till the natural pathology conclusion even after the reference statistic cycle. Medical visit with daily check before and after every treatment. Follow-Up visits or anticipated visits upon patient’s request - Drug consumption variation, allodynia. Medical visit with daily check before and after every treatment. Follow-Up visits or anticipated visits upon patient’s request Medical visit with daily check before and after every treatment. Follow-Up visits or anticipated visits upon patient’s request During treatment: reevaluation after one week from end of previous block. At the end of the treatment cycle; reevaluation 1, 2 and 3 months after the end of the complete cycle After 1, 2 and 3 months from the end of the treatment cycle. 37 | P a g e During treatment: reevaluation after one week from end of previous block. At the end of the treatment cycle; reevaluation 1, 2 and 3 months after the end of the complete cycle Study Title N. Patients Studied population Population of studied patients and number of patients to be include. ST5ST5ST5- Oncology Abdominal Neuropathic ST5-RCT Trial Pain Cancer Pain 33 11 226 52 Oncology pain of a high grade in terminal illness phase, not responding to other treatments Oncology/viscer al pain of a high grade in terminal illness phase, not responding to other treatments Neuropathy pain of a high grade not responding to other protocol treatments Neuropathy pain of a high grade not responding to other protocol treatments (typically amytryptiline+g abapentin+tram adol) ST5-Historical Monitoring and Follow-up Data 2297 (Year 1999 – 2006) [N=741, Year 2004-2006] Neuropathy pain of a high grade not responding to other protocol treatments Blinding / masking level and method The first assumption of a clinical study that must provide clear results is always performing a double blind or blind with at least one control arm. A study of this type has a value only if the blind cannot be involuntarily unmasked. In case of current studies, it was not possible to keep the necessary blinding level for the objective reasons that are included below. Objective obstacles to blind/ double blind The control arm of a blind/double blind in case of pains of a very high grade, like the one of patients enrolled in studies, due to ethical reasons, must take into account the best therapy deemed efficient and available during the study. This ethical interpretation, widely shared in clinical practice, is particularly constraining when relatively long periods or observation are foreseen and/or there are particularly severe cases like those enrolled in current studies. In studied pain types, the best possible therapy, surely efficient and emerging from scientific literature data, has always been of the pharmacological type. It is de facto impossible to keep blinding by comparing a medical device with a pharmacological therapy. Another problem that cannot be solved deals with a peculiar method characteristic, that guarantees a high reproducibility of data, but is at the same time strongly penalizing for blinding. As regards data reproducibility, this is ensured by the method that is wholly controlled by a proprietary algorithm. This algorithm does not require any parametric choice from a physician that performs the treatment, apart from setting the administration time, standardized to 30 or 45 minutes in the studies. The residual depending operator variable deals with the choice of dermatometers useful for the treatment. To reduce the influence of operator training, 3 standardized reference schemes have been developed. The choice of a scheme depends on the immediate response of the patients. When the choice is correct, there is an immediate and complete pain disappearance during stimulation, independently from the VAS preceding the treatment start and the type of treated pathology. 38 | P a g e This immediate feedback (the analgesic response is in real time with the beginning of the stimulation) further reduces the dependent operator variability, but makes the device easily identifiable. Remedies adopted to compensate for the lack of blinding To favor the clarity of the study results without blinding, alternative safety elements have been analytically studied, that, used theoretically as a whole, should guarantee clarity of results similar to blinding. To obtain this, it has been decided, as a general principle, to adopt measures whose foreseeable error rate would exclusively have implied a sub-estimation of the real efficiency of the Scrambler Therapy, never the reverse, In this way, a trend has been adopted that compensates for possible involuntary influences on results due to the lack of a blind. The adopted measures, not described in other paragraphs, have been the following: inclusion criteria limited to subjects not responding to protocol treatments. The definition of not responding can be approximate, and therefore has been coded by identifying: 1)high VAS levels for recruitment; 2) as high levels of successful endpoints of the study. Combining these two criteria, it is then possible to give a clear meaning to the definition of not responding upon entry in the study, and of responding upon exiting the study, depending on scientific reference literature and patient’s life quality. In general, the scientific literature agrees in taking into account as valid measuring instruments: Visual Analogue Scale (VAS), Verbal Rating Scale (VRS), Numerical/Numeric Rating Scale (NRS), but there is a strong trend to prefer the VAS scale. In terms of VAS scale, the concept of high pain is assigned to values >= 6/10. This therefore is the minimum inclusion threshold that has been set for studies about benign chronic pain. In oncology pain, this minimum threshold has been further raised to 7/10. The max. enrolment threshold foreseen in all studies is a VAS 10/10, therefore the maximum possible value. about oncology pain and in the RCT study, savings on drugs have been computed, a further indirect measure of the treatment effectiveness The medical personnel that performed the treatments have been separated from the ones that performed VAS measures. A further separation has been adopted for responsible people for statistical analysis, who never came in contact with the patients. Statistics Analytically, using as criteria of responders to pharmacological therapies used upon recruiting, a pain reduction by at least 50% of the initial estimation (largely shared standard), in a VAS scale from 0 to 10, the minimum inclusion value is a VAS>5. Success endpoints have been set, pointing out a pain reduction as output with respect to the initial evaluation, by at least 50%, this in at least 70% of the enrolled cases. Taking into account that these are cases not responding to other treatments, the combined threshold of high entry VAS and high success % associated with high clinical significance, strongly contributes to minimize the effects of involuntary interferences in the open study. Theoretically, with reference also to literature used in analytically verifying the incidence of placebo (see Section 13), data emerging from scientific literature allow 39 | P a g e further clarifying the method effects depending on placebo and/or pharmacological therapies used upon enrolling In studies have been processed only after the study was closed to avoid influences about its performance. Role of researchers engaged in the studies Main investigator for clinic research: Alessandro F. Sabato, MD, PhD. Professor in Anestesia and Reanimation, Università degli Studi di Roma Tor Vergata. (Roma, Italy) Antonello Gatti, MD. Clinica Responsible for Policlinico Universitario di Tor Vergata, U.O.S.D. Pain Management Center Departement Of Intensive Care, Pain Medicine and Anesthesiology (Roma, Italy) Sandra Spaziani, MD. Primary doctor of Unità Operativa di Terapia Antalgica e cure palliative of Ospedale Umberto I° di Frosinone. (Frosinone, Italy) Vittorio Iorno, MD. Medical Responsible of the Centro di terapia del dolore “Mario Tiengo”. IRCCS Fondazione Ospedale Maggiore Policlinico, Mangiagalli, Regina Elena. (Milano, Italy) Basic and applied research, analytic support for preparing the protocols: Giuseppe Marineo, MD, DSc. Delta Research & Development. Centro Ricerche Bioingegneria Medica – Università degli Studi di Roma Tor Vergata Control type ST5- Oncology Pain - ST5-Neuropathic Pain - St5-Historical Monitoring and Follow-up Data: Self-controlled vs protocol pharmacological therapies used upon recruitment. Unblinded. ST5-RCT Trial: RCT vs Multidrug Therapy (AMITRIPTYLINE + OXYCODONE + CLONAZEPAM). Two-armed control study. Unblinded. Assignment method for treatment Randomized upon presenting 40 | P a g e Sequence and length of all study periods ST5- Oncology Pain - ST5-Abdominal Cancer Recruitment upon presentation 10 treatments for stabilization and check of success end-points (10 days) Ethical treatment maintenance upon need till natural illness conclusion (variable length) Check of effectiveness maintenance (Pain relief >= stabilization). Biostatistic analysis. Success end-points and safety. ST5-Neuropathic Pain - ST5-Historical Monitoring and Follow-up Data Recruitment upon presentation 10 basic treatments/week. One suspension week every treatment week. Maximum six global treatment weeks. Follow-up at one, two and three months from cycle completion. Average length1.2 cycles Biostatistic analysis. Check of success endpoints (Pain relief >= 50%) and safety . ST5-RCT Trial Randomized recruitment upon presentation 10 treatments in two consecutive weeks (1 treatment every day for 5 days/week) and follow-up at one, two and three months from cycle completion. Biostatistics analysis. Check of success endpoints (Pain relief >= 50%) and safety. ST5- Oncology Pain - ST5-Abdominal Cancer: guaranteeing a good clinical practice and performance of studies: Comitato Etico Osp. Umberto I° Frosinone. Spontaneous study. ST5-Neuropathic Pain (1) - ST5-Historical Monitoring and Follow-up Data: guaranteeing a good clinical practice and performance of studies: Direzione Sanitaria PTV and Prof. Alessandro Fabrizio Sabato - Comitato Etico Policlinico Tor Vergata. Ordinario di Anestiosiologia e Rianimazione Università degli Studi di Roma "Tor Vergata". Responsible for Dept. Medicina Critica e Scienze Anestesiologiche "Policlinico Tor Vergata". Spontaneous study. ST5-RCT Trial (1): guaranteeing a good clinical practice and performance of studies: Direzione sanitaria IRCCS Fondazione Ospedale Maggiore Policlinico, Mangiagalli, Regina Elena, Milano. Spontaneous study. Note 1. Studies following European authorization to commercialization. 41 | P a g e Ad interim analysis. Pathology FBSS Lumbsc. PHN Trigeminal Post Surg. Brach. Plex Pudendal LBP SCS Benign pain protocols comparison (only approximate for numeric sample diversity) % Responders Pain relief>= N= 50% at 1 month or more Side or undesired effects from cycle completion Protocol 2 Protocol 2 Protocol 1 Protocol 1 Proto Proto without without with interwith intercol 1 col 2 inter-cycle inter-cycle cycle pause cycle pause pause pause 80.44 0% 85.25 0% 8 72.09 100 0% 0% 80.97 0% 0% 14 84.08 100 0% 0% 80.2 0% 63.13 0% 81.66 0% 4 96.15 0% Section 10.2 - Case report forms for deaths, other serious adverse events and withdrawals for adverse events (submit under item 12 - FDA form 356h) No event to be reported. 42 | P a g e Section 10.3 - Individual patient data listings for safety data. Individual patient listings of efficacy data are not necessary. Main table Study title Primary endpoint: Pain relief >=50% in at least 70% of cases ST5Oncology Pain Yes (100% at the end of the stabilizatio n cycle) ST5Abdominal Cancer Yes (100% at the end of the stabilizatio n cycle) ST5Neuropath ic Pain Yes (80.09%) Secondary endpoint if foreseen: Analgesic drugs consumpti on reduction Complete reduction during cycle in 72% of cases. Strong reduction of dosing in the remaining 28% Complete reduction during cycle in 81.8% of cases. Strong reduction of dosing in the remaining 18.2% NA Responder s percentag e (Pain relief >=50%) Confidenc e Interval P-value Cycle length (stabilizati on) Follow-Up 100% at the end of the stabilizatio n cycle (10 treatments ) 95% P<0.0001 10 Treatments (optimized protocol) Till natural illness conclusion. 100% at the end of the stabilizatio n cycle (10 treatments ) 95% P<0.001 10 Treatments (optimized protocol) Till natural illness conclusion. Average 80.09% 95% P<0.001 10-12 Treatments (basic protocol unchanged sinvce the beginning of studies in 1998) Min. 3 months 43 | P a g e ST5-RCT Trial Yes (96.1%) ST5Historical Monitorin g and Follow-up Data Yes (79.58% including years of the developme nt phase from 1999 to 2002) Analgesic consumptio n at three months from the last treatment with Scrambler Therapy decreased by -71.9% compared to an initial -67.7% with opiate doses, by 71.9% in anticonvuls ants and by -57.3% in antidepress ants. NA 96.1% at 1 month,80.7 6% at 2 months, 73% at 3 months. (Complete absence of pain at 3 months:65 %) 95% Anova P<0.0001, TukeyKramer, Multiple Compariso ns Test P<0.001 10 Treatments (optimized protocol) Min. 3 months FBSS 80.4 %, Lumbsc.85. 2 %,PHN 72 %,Trigemin al 80.9 %,Post Surg.84%,B rach. Plex 80.2%,Pud endal 63,1 %,LBP 81.66,Other s 85.1% 95% These data also include developme nt steps (19982003). Since 2004 the method is stable (P<0.001) 10-12 Treatments from 2004 onwards (stabilized method), Basic protocol unchanged from the beginning of studies in 1998 Min. 3 months 44 | P a g e Section 11.0 - Comparative table with scientific literature (efficacy evaluation) Study title or references N. pz. Active principle or medical device Treated pathologie s Paired T test P<0.0001 From 9.1 to 0.7 Paired T test P<0.001 From 8.6 to 1.5 100% scientific literature Paired T test P<0.001 From 6.56 to 2.4 80.09 % scientific literature Anova P<0.0001, Tukey-Kramer, Multiple Comparisons Test P<0.001 From 8 to follow up: 0.7 (1 month) ,1.4 (2 months), 2 (3 onths) Tot. average100% Single cases: 96.1% at 1 month,80.76 % at 2 months, 73% at 3 months. Complete absence of pain at 3 months:65.3 % FBSS 80.4 %, Lumbsc.85.2 %,PHN 72 %,Trigemina l 80.9 %,Post Surg.84%,Br ach. Plex 80.2%,Pude ndal 63,1 %,LBP 81.66,Others 85.1% 0% within the average shown in the study. scientific literature 0% within the average shown in the study. From 5.72 to 4.49 VAS DECREASES(010) ST5- Oncology Pain 33 Scrambler Therapy ST5 ST5-Abdominal Cancer 11 Scrambler Therapy ST5 ST5-Neuropathic Pain 226 Scrambler Therapy ST5 ST5-RCT Trial 52 Scrambler Therapy ST5 ST5-Historical Monitoring and Follow-up Data 2297 Scrambler Therapy ST5 FBSS,Lumbs c.,PHN,Trige minal,Post Surg.,Brach. Plex,pedend a,LBP,Other s 1 229 Gabapentin (Concomitant tricyclic antidepressants and/or narcotics were continued ) PHN P<.001 VAS from 6.3 to 4.2 2 57 (41 complet ed the trial) 35 with diabetic neuropathy, 22 PHN P<0.05 for the combination vs. placebo 3 1145 (System atic Review) 5.72 at baseline, 4.15 with gabapentin, 3.70 with morphine, and 3.06 with the gabapentinmorphine combination Mean pain relief with opioid was about 30% in both neuropathic and nociceptive pain opioids in chronic non-cancer pain (fentanyl, hydromorphone, methadone, morphine, oxycodone) Colon,gastri co,ovarico,p ancreas,pol omone,pros tata,renale,v escica,linph oma,bones, mammella cancer patients (pancreas, colon, gastric) FBSS,Lumbs c.,PHN,Trige minal,Post Surg.,Brach. Plex,Pudend al,LBP,Othe rs PSNP,PHN,S CS Responders percentage (Pain relief >=50%) 100% P- value 45 | P a g e 0% within the average shown in the study. Placebo estimation scientific literature scientific literature VAS from 6.5 to 6.0 4 Systema tic Review NSAIDs, skeletal muscle relaxants (for acute low back pain), and tricyclic antidepress. (for chronic low back pain) are effective for pain relief. Mean VAS reduction by 1-2 points (normalized on a 0-10 scale) Data referred to scientific literature present in the table 1: JAMA. 1998 Dec 2;280(21):1837-42.Gabapentin for the treatment of postherpetic neuralgia: a randomized controlled trial. 2: N Engl J Med. 2005 Mar 31;352(13):1324-34.Morphine, gabapentin, or their combination for neuropathic pain. 3: Pain. 2004 Dec;112(3):372-80.Opioids in chronic non-cancer pain: systematic review of efficacy and safety. 4: Ann Intern Med. 2007 Oct 2;147(7):505-14. Medications for acute and chronic low back pain: a review of the evidence for an American Pain Society/American College of Physicians clinical practice guideline. http://www.annals.org/cgi/content/full/147/7/505 Section 12.0 - Any additional information pertinent to the evaluation of safety should also be included. The clinical practice in hospitals not included in experimentations that from 2004 onwards use the method in the normal delivery of services to the public (benign and oncology chronic pain) is for patients not responding to other treatments; the absence of side or undesired effects has been confirmed for any used treatment protocol. The protocol that is normally used in the usual clinical practice of benign chronic pain is 10 treatments performed in two consecutive weeks. The compared monitoring analyses, though on non-homogeneous cases and different sample size, currently point out this protocol as optimum in terms of better results in the short and medium/long term. 46 | P a g e In current clinical practice, the patient managing scheme is as follows: Oncology Pain Basic cycle 10 consecutive treatments (1 every day or upon need where necessary) Other treatments upon need for the whole time that they need Benign chronic pain protocol 1 (alternate of 1 week with therapy/1 week with suspension) Basic cycle 10-30 treatments (average 12 treatments) No recurring pain. The patient does not need a pain therapy any more (typically mono-neuropathies). Follow – Up (1-3 months) Recurring pain. The patient needs a recall treatment (typically polineuropathies). Benign chronic pain protocol 2 (current standard, no inter-cycle pause) Basic cycle 10-12 consecutive treatMent in two weeks No recurring pain. The patient does not need a pain therapy any more (typically mononeuropathies). Follow – Up (1-3 months) Recurring pain. The patient needs a recall treatment (typically polineuropathies) B. Human Pharmacokinetics, Bioavailability, and Clinical Pharmacology Studies Not applicable 47 | P a g e
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